Morgan Stanley said the Securities and Exchange Commission’s enforcement division closed its investigation into the company’s cash sweep practices and doesn’t intend to recommend an enforcement action ...
The lawsuit against JPMorgan Chase (JPM) over its cash sweep program underscores growing concerns about the interest rates offered on idle customer funds. The legal action follows similar cases ...
The Securities and Exchange Commission is scrutinizing LPL Financial’s practices regarding clients’ uninvested cash, which it sweeps into bank accounts paying little interest. Several retail investors ...
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