On July 23, 2014, the Securities and Exchange Commission (“SEC”) adopted final rules governing money market funds in a release adopting amendment to Rule 2a-7 under the Investment Company Act of 1940 ...
The tax firm KPMG LLP formed an alliance with Axiom Software Laboratories Inc. to address new regulatory requirements facing investment advisers, such as Form PF. In January, the Securities and ...
The new year always marks the start of a busy regulatory filing season for registered investment advisers, including investment advisers that file Form PF (“Form PF Filers”).[1] This year could be ...
With this collaboration, shared clients will receive data for regulatory filings through Advent's Geneva and Syncova, which, when combined with Consensus RMS, Advise's regulatory and investor ...
Reporting capabilities for Form PF were added to the alternatives product suite of services for J.P. Morgan Worldwide Securities Services. The Securities and Exchange Commission’s (SEC) new regulatory ...
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